Free Compliance Specialist Job Description for Microsoft Word

[Insert company name here] is an established and successful law firm specializing in [insert key areas of focus here]

We’re looking for a Compliance Specialist to provide quality support and direction to Manufacturing, Quality Control, and support functions to ensure continued compliance.

Roles & Responsibilities

Responsibilities include, but are not limited to:

• Handle multiple tasks simultaneously.
• Lead by example in proactive team efforts to achieve departmental and company goals.
• Promote and participate in a positive teamwork environment through example and sharing of knowledge and skill.
• Develop, execute, and update compliance procedures and controls.
• Conduct onboarding review and approval on customers, business partners, and transactions in accordance with established policies and procedures.
• Support the application and maintenance of all business and state money transmitter licenses.
• Receive, process, and support responding to inquiries from federal and state regulators, law enforcement, court and law firms.
• Assist with AML/CFT testing, internal and external audits, and regulatory exams.
• Interacting with internal teams to develop and implement adequate controls to new business initiatives and products.
• Support any special projects or tasks.

About you

• 3+ years of prior, relevant professional experience
• Bachelor’s degree required
• Strong oral and written communication capabilities
• Experience interacting directly with regulators, including federal and state agencies
• Experience researching, analyzing, and synthesizing federal and state regulations
• Proven ability to handle multiple projects simultaneously and adjust to changes quickly while meeting deadlines.
• Great organizational skills with exceptional follow-through and attention to detail.
• Prior experience with project management
• Data-driven, decision-making experience

What you’ll get in return

The firm offers a generous benefits package along with compensation based on experience level and client orientation.

• Competitive compensation based on experience
• Medical insurance plan
• Dental insurance plan
• Vision insurance plan
• Contribution to life insurance plan
• 401k profit sharing
• Parking reimbursement
• Social, charity, and wellness events

To apply for the role or have a confidential discussion, contact us on [insert recruiter email address] or [insert recruiter phone number]